SEC Extends Comment Period for Information Collection on Self-Regulatory Organization Disciplinary Action Filings
June 02, 2025
June 02, 2025
WASHINGTON, June 2 (TNSFRinfo) -- The Securities and Exchange Commission is inviting public comment on a proposed extension of the information collection on a rule (Rule 19d-1) that outlines the form and content for notices that self-regulatory organizations must file regarding various final actions.
The rule requires self-regulatory organizations to promptly report disciplinary actions against any person, denial or limitation of membership or access to services, summary suspension . . .
The rule requires self-regulatory organizations to promptly report disciplinary actions against any person, denial or limitation of membership or access to services, summary suspension . . .