SEC Seeks Comments on Rule Involving Applications for Review Of Disciplinary Actions Taken by Self-Regulatory Organizations
May 31, 2025
May 31, 2025
WASHINGTON, May 31 (TNSFRinfo) -- The Securities and Exchange Commission is soliciting comments on a proposed collection of information on a rule involving applications for review of disciplinary actions taken by self-regulatory organizations.
This collection, which appeared in the Federal Register on May 28, 2025, prescribes the form and content of applications to the Commission by persons seeking review of final disciplinary actions taken against them by self-regulatory organizati . . .
This collection, which appeared in the Federal Register on May 28, 2025, prescribes the form and content of applications to the Commission by persons seeking review of final disciplinary actions taken against them by self-regulatory organizati . . .