SEC Seeks Public Comment on Broker-Dealer Transaction Data Collection
May 22, 2025
May 22, 2025
WASHINGTON, May 22 (TNSFRinfo) -- The Securities and Exchange Commission (SEC) is inviting public comments on a proposed extension of its information collection process under Rule 17a-25. This rule mandates that registered broker-dealers electronically submit securities transaction information when requested by the Commission staff.
The collected data, often referred to as "electronic blue sheets" (EBS), includes details such as identifiers for prime brokerage arrangements . . .
The collected data, often referred to as "electronic blue sheets" (EBS), includes details such as identifiers for prime brokerage arrangements . . .