SEC Charges Ex-New York-Based Investment Adviser With Fraud
May 02, 2025
May 02, 2025
WASHINGTON, May 2 -- The Securities and Exchange Commission issued the following litigation release (No. 1:25-cv-03537; S.D.N.Y. filed Apr. 29, 2025) involving Derek Taller:
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On April 29, 2025, the Securities and Exchange Commission charged Derek Taller with engaging in fraudulent conduct while managing and advising two funds, which included making material misrepresentations in offering materials and engaging in self-dealing.
According to the SEC' . . .
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On April 29, 2025, the Securities and Exchange Commission charged Derek Taller with engaging in fraudulent conduct while managing and advising two funds, which included making material misrepresentations in offering materials and engaging in self-dealing.
According to the SEC' . . .