SEC Charges Investment Adviser and Two Officers for Misuse of Fund and Portfolio Company Assets
March 08, 2025
March 08, 2025
WASHINGTON, March 8 -- The Securities and Exchange Commission issued the following news release:
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SEC Charges Investment Adviser and Two Officers for Misuse of Fund and Portfolio Company Assets
Washington D.C., March 7, 2025 -- The Securities and Exchange Commission today filed settled charges against registered investment adviser Momentum Advisors LLC, its former managing partner Allan J. Boomer, and its former chief operating officer and partner Tiff . . .
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SEC Charges Investment Adviser and Two Officers for Misuse of Fund and Portfolio Company Assets
Washington D.C., March 7, 2025 -- The Securities and Exchange Commission today filed settled charges against registered investment adviser Momentum Advisors LLC, its former managing partner Allan J. Boomer, and its former chief operating officer and partner Tiff . . .