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SEC Charges One Oak Capital Management and Michael DeRosa With Breaching Fiduciary Duties to Clients
February 15, 2025
WASHINGTON, Feb. 15 -- The Securities and Exchange Commission issued the following news release:

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SEC Charges One Oak Capital Management and Michael DeRosa with Breaching Fiduciary Duties to Clients

Washington D.C., Feb. 14, 2025 --

The Securities and Exchange Commission today filed settled charges against New York-based registered investment adviser One Oak Capital Management LLC, and former One Oak investment adviser representative, Mich . . .

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