SEC Obtains Final Judgment Against Ex-Tech Executive for Insider Trading
February 05, 2025
February 05, 2025
WASHINGTON, Feb. 5 -- The Securities and Exchange Commission issued the following litigation release (No. 1:24-cv-04231; S.D.N.Y. filed June 3, 2024) involving Andre Wong:
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On January 30, 2025, the Securities and Exchange Commission obtained a final consent judgment against Andre Wong, whom the SEC previously charged with insider trading in the securities of NeoPhotonics Corporation ahead of an announcement that Wong's then-employer, Lumentum Holdings Inc., ha . . .
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On January 30, 2025, the Securities and Exchange Commission obtained a final consent judgment against Andre Wong, whom the SEC previously charged with insider trading in the securities of NeoPhotonics Corporation ahead of an announcement that Wong's then-employer, Lumentum Holdings Inc., ha . . .