Ga. Secretary of State Raffensperger Joins $106M Multi-State Settlement Providing Relief to Georgia Investors
January 18, 2025
January 18, 2025
ATLANTA, Georgia, Jan. 18 -- The Georgia Secretary of State issued the following news on Jan. 17, 2025:
Secretary of State Brad Raffensperger announced today that Georgia is among a task-force of state securities regulators and the United States Securities and Exchange Commission (SEC) in a $106 million settlement with Vanguard Marketing Corporation (VMC) and The Vanguard Group, Inc. (Vanguard). The action holds Vanguard in account for failing to supervise certain registered persons . . .
Secretary of State Brad Raffensperger announced today that Georgia is among a task-force of state securities regulators and the United States Securities and Exchange Commission (SEC) in a $106 million settlement with Vanguard Marketing Corporation (VMC) and The Vanguard Group, Inc. (Vanguard). The action holds Vanguard in account for failing to supervise certain registered persons . . .