Iowa Insurance Division Joins $106 Million Multi-State Settlement With Vanguard
January 18, 2025
January 18, 2025
DES MOINES, Iowa, Jan. 18 -- The Iowa Department of Insurance and Financial Services's Insurance Division issued the following news release on Jan. 17, 2025:
The Iowa Insurance Division today announced that it has joined a taskforce of state securities regulators and the United States Securities and Exchange Commission (SEC) in a $106 million settlement with Vanguard Marketing Corporation (VMC) and The Vanguard Group, Inc. (Vanguard) for failing to supervise certain registered . . .
The Iowa Insurance Division today announced that it has joined a taskforce of state securities regulators and the United States Securities and Exchange Commission (SEC) in a $106 million settlement with Vanguard Marketing Corporation (VMC) and The Vanguard Group, Inc. (Vanguard) for failing to supervise certain registered . . .