SEC Issues Litigation Action Involving Alfred V. Tobia Jr., Elizabeth Lee
January 16, 2025
January 16, 2025
WASHINGTON, Jan. 16 -- The Securities and Exchange Commission issued the following litigation release (No. 1:25-civ-00280; S.D.N.Y. filed Jan. 13, 2025) involving Alfred V. Tobia Jr. and Elizabeth Lee:
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SEC Charges Former Public Company Officer and His Sister-In-Law with Insider Trading
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On January 13, 2025, the Securities and Exchange Commission charged Alfred V. Tobia, Jr., the former president and chief investment officer (CIO) of . . .
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SEC Charges Former Public Company Officer and His Sister-In-Law with Insider Trading
* * *
On January 13, 2025, the Securities and Exchange Commission charged Alfred V. Tobia, Jr., the former president and chief investment officer (CIO) of . . .