Iowa Insurance Division Joins $17M Multi-State Enforcement Settlement With Edward Jones
January 10, 2025
January 10, 2025
DES MOINES, Iowa, Jan. 10 -- The Iowa Department of Insurance and Financial Services's Insurance Division issued the following news release:
The Iowa Insurance Division, a member of the North American Securities Administrators Association (NASAA), has joined a $17 million settlement with Edward D. Jones & Co., L.P. (Edward Jones) resulting from an investigation into the broker-dealer's supervision of customers paying front-load commissions for Class A mutual fund share . . .
The Iowa Insurance Division, a member of the North American Securities Administrators Association (NASAA), has joined a $17 million settlement with Edward D. Jones & Co., L.P. (Edward Jones) resulting from an investigation into the broker-dealer's supervision of customers paying front-load commissions for Class A mutual fund share . . .