SEC Charges Former Representative of Advisory Firm SeaCrest With Cherry-Picking
December 14, 2024
December 14, 2024
WASHINGTON, Dec. 14 -- The Securities and Exchange Commission issued the following news release on Dec. 12, 2024:
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Firm settles SEC charges related to former employee's misconduct
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The Securities and Exchange Commission today charged Eric Cobb of South Carolina with engaging in a fraudulent scheme where he allocated profitable securities trades to favored accounts and unprofitable trades to disfavored clients, a practice known as cher . . .
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Firm settles SEC charges related to former employee's misconduct
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The Securities and Exchange Commission today charged Eric Cobb of South Carolina with engaging in a fraudulent scheme where he allocated profitable securities trades to favored accounts and unprofitable trades to disfavored clients, a practice known as cher . . .