Litigation: SEC Announces Settlement of Fraud, Regulation Best Interest Violations Against Christopher Booth Kennedy, Ex-Broker
December 11, 2024
December 11, 2024
WASHINGTON, Dec. 11 -- The Securities and Exchange Commission issued the following litigation release (No. 2:24-cv-10608; C.D. Cal. filed Dec. 10, 2024) involving Christopher Booth Kennedy:
* * *
The Securities and Exchange Commission filed a civil injunctive action against former broker Christopher Booth Kennedy for securities law violations that resulted in millions of dollars of losses for his former brokerage customers.
According to the SEC's compl . . .
* * *
The Securities and Exchange Commission filed a civil injunctive action against former broker Christopher Booth Kennedy for securities law violations that resulted in millions of dollars of losses for his former brokerage customers.
According to the SEC's compl . . .