Litigation: SEC Charges Ken Leech, Ex-Co-Chief Investment Officer of Western Asset Management With Fraud
December 04, 2024
December 04, 2024
WASHINGTON, Dec. 4 -- The Securities and Exchange Commission issued the following litigation release (No. 1:24-cv-09017; S.D.N.Y. filed Nov. 25, 2024) involving Stephen Kenneth Leech:
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On November 25, 2024, the Securities and Exchange Commission charged Stephen Kenneth ("Ken") Leech, the former co-chief investment officer (CIO) of registered investment adviser Western Asset Management Company LLC or WAMCO, for engaging in a multi-year scheme to allocate f . . .
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On November 25, 2024, the Securities and Exchange Commission charged Stephen Kenneth ("Ken") Leech, the former co-chief investment officer (CIO) of registered investment adviser Western Asset Management Company LLC or WAMCO, for engaging in a multi-year scheme to allocate f . . .