Wednesday - December 4, 2024
Litigation: SEC Charges Petaluma, California-Based Investment Adviser for Conducting Fraudulent 'Cherry-Picking' Scheme
November 22, 2024
WASHINGTON, Nov. 22 -- The Securities and Exchange Commission issued the following litigation release (No. 24-civ-08246; N.D. Cal. filed Nov. 21, 2024) involving James Burleson:

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The Securities and Exchange Commission today charged James Burleson, the majority owner and principal of Burleson & Company, LLC, a formerly SEC-registered investment adviser based in Petaluma, California, with defrauding clients by conducting a cherry-picking scheme.

Acco . . .

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