SEC Charges Advisory Firm WisdomTree With Failing to Adhere to Its Own Investment Criteria For ESG-Marketed Funds
October 22, 2024
October 22, 2024
WASHINGTON, Oct. 22 -- The Securities and Exchange Commission issued the following news release on Oct. 21, 2024:
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Firm misstated that funds did not invest in companies involved in fossil fuels and tobacco
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The Securities and Exchange Commission today charged New York-based investment adviser WisdomTree Asset Management Inc. with making misstatements and for compliance failures relating to the execution of an investment strategy that . . .
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Firm misstated that funds did not invest in companies involved in fossil fuels and tobacco
* * *
The Securities and Exchange Commission today charged New York-based investment adviser WisdomTree Asset Management Inc. with making misstatements and for compliance failures relating to the execution of an investment strategy that . . .