Litigation: SEC Charges Connecticut Investment Advisers With Misappropriation of Funds
October 17, 2024
October 17, 2024
WASHINGTON, Oct. 17 -- The Securities and Exchange Commission issued the following litigation release (No. 3:24-cv-01633; D. Conn. filed Oct. 11, 2024) involving Jeffrey Arsenault, et al.:
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The Securities and Exchange Commission today filed charges against Jeffrey Arsenault of Greenwich, Connecticut and two investment advisers he controls, Old Greenwich Capital Advisors, LLC and OGCP Management Co, LLC. The SEC's complaint charges the defendants with conducting a f . . .
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The Securities and Exchange Commission today filed charges against Jeffrey Arsenault of Greenwich, Connecticut and two investment advisers he controls, Old Greenwich Capital Advisors, LLC and OGCP Management Co, LLC. The SEC's complaint charges the defendants with conducting a f . . .