N.J. A.G. Platkin: NJ Bureau of Securities Revokes Registration of Agent Who Didn't Put Elderly Clients' Best Interest First When Recommending Risky Investments in Company That Paid Him $1.5M
October 02, 2024
October 02, 2024
TRENTON, New Jersey, Oct. 2 -- New Jersey Attorney General Matthew J. Platkin issued the following news release on Oct. 1, 2024:
Attorney General Matthew J. Platkin and the Division of Consumer Affairs ("Division") announced today that the Bureau of Securities ("Bureau") revoked the registrations of a New Jersey broker-dealer agent/investment adviser representative for recommending and selling unsuitable, high-risk investments to elderly clients that were not in . . .
Attorney General Matthew J. Platkin and the Division of Consumer Affairs ("Division") announced today that the Bureau of Securities ("Bureau") revoked the registrations of a New Jersey broker-dealer agent/investment adviser representative for recommending and selling unsuitable, high-risk investments to elderly clients that were not in . . .