SEC Levies More Than $3.8 Million in Penalties in Sweep of Late Beneficial Ownership and Insider Transaction Reports
September 26, 2024
September 26, 2024
WASHINGTON, Sept. 26 -- The Securities and Exchange Commission issued the following news release on Sept. 25, 2024:
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Alphabet, Goldman Sachs among parties charged for late filings
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The Securities and Exchange Commission today announced settled charges against 23 entities and individuals for failures to timely report information about their holdings and transactions in public company stock. Two public companies were also charged for co . . .
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Alphabet, Goldman Sachs among parties charged for late filings
* * *
The Securities and Exchange Commission today announced settled charges against 23 entities and individuals for failures to timely report information about their holdings and transactions in public company stock. Two public companies were also charged for co . . .