CFTC Orders Illinois Futures Commission Merchant to Pay More Than $980,000 for Supervision Failures
September 23, 2024
September 23, 2024
WASHINGTON, Sept. 23 -- The Commodity Futures Trading Commission issued the following enforcement news release:
The Commodity Futures Trading Commission today issued an order filing and settling charges against , a registered Futures Commission Merchant that operates out of Deer Park, Illinois.
The CFTC order finds NTC failed to have adequate policies and procedures governing the emergency handling of accounts and did not exercise sufficient oversight over its employe . . .
The Commodity Futures Trading Commission today issued an order filing and settling charges against , a registered Futures Commission Merchant that operates out of Deer Park, Illinois.
The CFTC order finds NTC failed to have adequate policies and procedures governing the emergency handling of accounts and did not exercise sufficient oversight over its employe . . .