Friday - October 25, 2024
Litigation: SEC Vs. Raskob Kambourian Financial Advisors
September 07, 2024
WASHINGTON, Sept. 7 -- The Securities and Exchange Commission issued the following litigation release (No. 4:24-cv-00442-MSA; D. Ariz. filed Sept. 5, 2024) involving Raskob Kambourian Financial Advisors Ltd.:

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SEC Charges Investment Adviser for Failing to Disclose Fee Increases to Clients

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On September 5, 2024, the Securities and Exchange Commission charged Raskob Kambourian Financial Advisors, Ltd. ("Raskob Kambourian"), a . . .

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