Litigation: SEC Vs. FlowPoint Partners, Peter J. DeCaprio
August 22, 2024
August 22, 2024
WASHINGTON, Aug. 22 -- The Securities and Exchange Commission issued the following litigation release (No. 1:24-cv-12144; D. Mass. filed Aug. 21, 2024) involving FlowPoint Partners LLC and Peter J. DeCaprio:
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SEC Charges Investment Adviser and Principal with Making Misleading Statements to Investors and Breaching Fiduciary Duties to Private Funds
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The Securities and Exchange Commission today announced charges against FlowPoint Partner . . .
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SEC Charges Investment Adviser and Principal with Making Misleading Statements to Investors and Breaching Fiduciary Duties to Private Funds
* * *
The Securities and Exchange Commission today announced charges against FlowPoint Partner . . .