SEC Issues Accounting & Auditing Enforcement Order Involving Varun Aggarwal
May 17, 2024
May 17, 2024
WASHINGTON, May 17 -- The Securities and Exchange Commission's Accounting and Auditing Enforcement issued the following order (No. 4502):
* * *
In the Matter of VARUN AGGARWAL, CPA, Respondent.
ORDER INSTITUTING PUBLIC ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS PURSUANT TO SECTION 4C OF THE SECURITIES EXCHANGE ACT OF 1934, SECTIONS 203(f) AND 203(k) OF THE INVESTMENT ADVISERS ACT OF 1940, SECTION 9(b) OF THE INVESTMENT COMPANY ACT OF 1940, AND RULE 102 . . .
* * *
In the Matter of VARUN AGGARWAL, CPA, Respondent.
ORDER INSTITUTING PUBLIC ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS PURSUANT TO SECTION 4C OF THE SECURITIES EXCHANGE ACT OF 1934, SECTIONS 203(f) AND 203(k) OF THE INVESTMENT ADVISERS ACT OF 1940, SECTION 9(b) OF THE INVESTMENT COMPANY ACT OF 1940, AND RULE 102 . . .