N.J. A.G. Platkin Bureau of Securities Announces Annual Examination of Investment Advisers is Underway
May 14, 2024
May 14, 2024
NEWARK, New Jersey, May 14 -- New Jersey Attorney General Matthew J. Platkin issued the following news release on May 13, 2024:
Attorney General Matthew J. Platkin and the Bureau of Securities ("Bureau") within the Division of Consumer Affairs today announced that the Bureau's annual investment adviser examination is underway.
The Bureau, which regulates New Jersey's securities industry, uses the examination as a risk assessment tool for the nearly 900 investm . . .
Attorney General Matthew J. Platkin and the Bureau of Securities ("Bureau") within the Division of Consumer Affairs today announced that the Bureau's annual investment adviser examination is underway.
The Bureau, which regulates New Jersey's securities industry, uses the examination as a risk assessment tool for the nearly 900 investm . . .