SEC Litigation: Court Orders Relief Defendant in Fraudulent Microcap Scheme to Pay Over $2 Million
April 16, 2024
April 16, 2024
WASHINGTON, April 16 -- The Securities and Exchange Commission issued the following litigation release (No. 1:22-cv-04674; S.D.N.Y filed June 6, 2022) involving George Stubos, et al.:
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On April 15, 2024, the U.S. District Court for the Southern District of New York entered a final judgment against relief defendant Dori-Ann Stubos, ordering her to pay more than $2.3 million in disgorgement and prejudgment interest. In June 2022, the SEC charged George Stubos for eng . . .
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On April 15, 2024, the U.S. District Court for the Southern District of New York entered a final judgment against relief defendant Dori-Ann Stubos, ordering her to pay more than $2.3 million in disgorgement and prejudgment interest. In June 2022, the SEC charged George Stubos for eng . . .