SEC Chair Gensler Issues Statement on Final Rules Regarding Further Definition of Dealer-Trader
February 08, 2024
February 08, 2024
WASHINGTON, Feb. 8 -- The Securities and Exchange Commission issued the following statement on Feb. 6, 2024, by Chair Gary Gensler on final rules regarding the further definition of a dealer-trader:
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The Commission is considering whether to adopt final rules further defining a dealer and government securities dealer. I am pleased to support this adoption because it requires that firms that act like dealers register with the Commission as dealers, thereby protecting . . .
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The Commission is considering whether to adopt final rules further defining a dealer and government securities dealer. I am pleased to support this adoption because it requires that firms that act like dealers register with the Commission as dealers, thereby protecting . . .