Litigation: SEC Obtains Judgment Against Individual for Participating in Fraudulent Microcap Scheme
January 04, 2024
January 04, 2024
WASHINGTON, Jan. 4 -- The Securities and Exchange Commission issued the following litigation release (No. 1:21-cv-11938; D. Mass. filed Dec. 2, 2021) involving Carnovale, et al.:
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The Securities and Exchange Commission announced a judgment against an individual charged with participating in a fraudulent scheme involving unlawful microcap stock sales at the expense of unsuspecting retail investors. Among other things, the final judgment against Canadian resident Vin . . .
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The Securities and Exchange Commission announced a judgment against an individual charged with participating in a fraudulent scheme involving unlawful microcap stock sales at the expense of unsuspecting retail investors. Among other things, the final judgment against Canadian resident Vin . . .