N.J. A.G. Platkin: Florida-Based Broker-Dealers to Refund New Jersey Investors Charged Unreasonable Commissions on Small-Dollar Transactions
December 21, 2023
December 21, 2023
TRENTON, New Jersey, Dec. 21 -- New Jersey Attorney General Matthew J. Platkin issued the following news release on Dec. 20, 2023:
The Office of the Attorney General and the Division of Consumer Affairs today announced that the Bureau of Securities has joined a multi-state settlement with two Florida- based broker-dealers that have agreed to pay at least $8.25 million in refunds to investors who were charged unreasonable commission fees on small-dollar transactions. In New Jersey, i . . .
The Office of the Attorney General and the Division of Consumer Affairs today announced that the Bureau of Securities has joined a multi-state settlement with two Florida- based broker-dealers that have agreed to pay at least $8.25 million in refunds to investors who were charged unreasonable commission fees on small-dollar transactions. In New Jersey, i . . .