Litigation: SEC Vs. L2 Capital, Oasis Capital, Adam R. Long
September 29, 2023
September 29, 2023
WASHINGTON, Sept. 29 -- The Securities and Exchange Commission issued the following litigation release (No. 1:23-cv-14260; N.D. Ill. Sept. 28, 2023) involving L2 Capital LLC, Oasis Capital LLC and Adam R. Long:
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SEC Charges Three Unregistered Dealers with Registration Violations
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The Securities and Exchange Commission today filed charges against Adam R. Long of Dorado, Puerto Rico, and two companies Long owns and controls for acquiri . . .
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SEC Charges Three Unregistered Dealers with Registration Violations
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The Securities and Exchange Commission today filed charges against Adam R. Long of Dorado, Puerto Rico, and two companies Long owns and controls for acquiri . . .