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SEC Issues Order Involving Nicole M. Fernandez-McGovern
September 27, 2023
WASHINGTON, Sept. 27 -- The Securities and Exchange Commission issued the following order (No. 3-21731):

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In the Matter of Nicole M. Fernandez-McGovern, Respondent.

ORDER INSTITUTING CEASE-AND-DESIST PROCEEDINGS PURSUANT TO SECTION 21C OF THE SECURITIES EXCHANGE ACT OF 1934, MAKING FINDINGS, AND IMPOSING A CEASE-AND-DESIST ORDER

I.

The Securities and Exchange Commission ("Commission") deems it appropriate that cease- . . .

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