SEC Issues Order Involving Lawrence I. Rosen
September 27, 2023
September 27, 2023
WASHINGTON, Sept. 27 -- The Securities and Exchange Commission issued the following order (No. 3-21730):
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In the Matter of Lawrence I. Rosen, Respondent.
ORDER INSTITUTING CEASE-AND-DESIST PROCEEDINGS PURSUANT TO SECTION 21C OF THE SECURITIES EXCHANGE ACT OF 1934, MAKING FINDINGS, AND IMPOSING A CEASE-AND-DESIST ORDER
I.
The Securities and Exchange Commission ("Commission") deems it appropriate that cease-and-desist . . .
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In the Matter of Lawrence I. Rosen, Respondent.
ORDER INSTITUTING CEASE-AND-DESIST PROCEEDINGS PURSUANT TO SECTION 21C OF THE SECURITIES EXCHANGE ACT OF 1934, MAKING FINDINGS, AND IMPOSING A CEASE-AND-DESIST ORDER
I.
The Securities and Exchange Commission ("Commission") deems it appropriate that cease-and-desist . . .