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SEC Issues Order Involving AssetMark
September 28, 2023
WASHINGTON, Sept. 28 -- The Securities and Exchange Commission issued the following order (No. 3-21724) on Sept. 26, 2023:

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In the Matter of ASSETMARK, INC. Respondent.

ORDER INSTITUTING ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS, PURSUANT TO SECTIONS 203(e) AND 203(k) OF THE INVESTMENT ADVISERS ACT OF 1940, MAKING FINDINGS, AND IMPOSING REMEDIAL SANCTIONS AND A CEASE-AND-DESIST ORDER

I.

The Securities and Exchange Commis . . .

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