SEC Issues Order Involving Anthony R. Sichenzio
September 28, 2023
September 28, 2023
WASHINGTON, Sept. 28 -- The Securities and Exchange Commission issued the following order (No. 3-21720) on Sept. 26, 2023:
* * *
In the Matter of ANTHONY R. SICHENZIO, Respondent.
ORDER INSTITUTING PUBLIC ADMINISTRATIVE PROCEEDINGS PURSUANT TO SECTION 15(b) OF THE SECURITIES EXCHANGE ACT OF 1934, MAKING FINDINGS, AND IMPOSING REMEDIAL SANCTIONS
I.
The Securities and Exchange Commission ("Commission") deems it appropriate . . .
* * *
In the Matter of ANTHONY R. SICHENZIO, Respondent.
ORDER INSTITUTING PUBLIC ADMINISTRATIVE PROCEEDINGS PURSUANT TO SECTION 15(b) OF THE SECURITIES EXCHANGE ACT OF 1934, MAKING FINDINGS, AND IMPOSING REMEDIAL SANCTIONS
I.
The Securities and Exchange Commission ("Commission") deems it appropriate . . .