SEC Issues Order Involving Joseph M. Laura
September 28, 2023
September 28, 2023
WASHINGTON, Sept. 28 -- The Securities and Exchange Commission issued the following order (No. 3-21719) on Sept. 26, 2023:
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In the Matter of JOSEPH M. LAURA, ESQ., Respondent.
ORDER INSTITUTING PUBLIC ADMINISTRATIVE PROCEEDINGS PURSUANT TO SECTION 15(b) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULE 102(e) OF THE COMMISSION'S RULES OF PRACTICE, MAKING FINDINGS, AND IMPOSING REMEDIAL SANCTIONS
I.
The Securities and Exchan . . .
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In the Matter of JOSEPH M. LAURA, ESQ., Respondent.
ORDER INSTITUTING PUBLIC ADMINISTRATIVE PROCEEDINGS PURSUANT TO SECTION 15(b) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULE 102(e) OF THE COMMISSION'S RULES OF PRACTICE, MAKING FINDINGS, AND IMPOSING REMEDIAL SANCTIONS
I.
The Securities and Exchan . . .