SEC Issues Order Involving Elsa M. Doyle
September 22, 2023
September 22, 2023
WASHINGTON, Sept. 22 -- The Securities and Exchange Commission issued the following order (No. 3-21705):
* * *
In the Matter of ELSA M. DOYLE Respondent.
ORDER INSTITUTING CEASE-AND-DESIST PROCEEDINGS PURSUANT TO SECTION 9(f) OF THE INVESTMENT COMPANY ACT OF 1940, MAKING FINDINGS, AND IMPOSING A CEASE-AND-DESIST ORDER
I.
The Securities and Exchange Commission ("Commission") deems it appropriate that cease-and-desist proce . . .
* * *
In the Matter of ELSA M. DOYLE Respondent.
ORDER INSTITUTING CEASE-AND-DESIST PROCEEDINGS PURSUANT TO SECTION 9(f) OF THE INVESTMENT COMPANY ACT OF 1940, MAKING FINDINGS, AND IMPOSING A CEASE-AND-DESIST ORDER
I.
The Securities and Exchange Commission ("Commission") deems it appropriate that cease-and-desist proce . . .