SEC Issues Order Involving Fieldman Rolapp & Associates, Anna Sarabian
September 26, 2023
September 26, 2023
WASHINGTON, Sept. 26 -- The Securities and Exchange Commission issued the following order (No. 3-21717) on Sept. 25, 2023:
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In the Matter of FIELDMAN ROLAPP & ASSOCIATES, INC. and ANNA SARABIAN Respondents.
ORDER INSTITUTING ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS, PURSUANT TO SECTIONS 15B(c) AND 21C OF THE SECURITIES EXCHANGE ACT OF 1934, MAKING FINDINGS, AND IMPOSING REMEDIAL SANCTIONS AND A CEASE-AND-DESIST ORDER
I.
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In the Matter of FIELDMAN ROLAPP & ASSOCIATES, INC. and ANNA SARABIAN Respondents.
ORDER INSTITUTING ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS, PURSUANT TO SECTIONS 15B(c) AND 21C OF THE SECURITIES EXCHANGE ACT OF 1934, MAKING FINDINGS, AND IMPOSING REMEDIAL SANCTIONS AND A CEASE-AND-DESIST ORDER
I.