Thursday - October 31, 2024
NFA Orders Houston-Based Introducing Broker Bosworth Brokers LLC and One of Its Principals to Each Pay a $100,000 Fine
September 19, 2023
CHICAGO, Illinois, Sept. 19 -- The National Futures Association issued the following news release:

NFA has ordered Bosworth Brokers LLC (BBL), an NFA Member introducing broker located in Houston, Texas, and Andrew Michael Gizienski, a principal and associated person of BBL, to each pay a $100,000 fine.

The Decision, issued by an NFA Hearing Panel, is based on a Complaint authorized by NFA's Business Conduct Committee (BCC) and a settlement offer submitted by BBL, Gizien . . .

Targeted News Service Document Request Form

This document is available to you by e-mail if you complete the form below with relevant information. There may be a fee for this article or ongoing service of similar materials. We will be in touch shortly.

Name:
What's your
Affiliation
Government Newspaper / Media Business
Public Policy Individual / Student Educators
Email:
Phone:
Organization, if any:
State/Country you are in:
Additonal questions
or comments:

Click here for more information about our products

Click here for more information about our products