NFA Orders Denver-Based Firm Transamerica Asset Management Inc. to Pay a $140,000 Fine and Sanctions a Former Transamerica Employee
September 13, 2023
September 13, 2023
CHICAGO, Illinois, Sept. 13 -- The National Futures Association issued the following news release:
NFA issued Decisions against Transamerica Asset Management Inc. (Transamerica), an NFA Member commodity pool operator located in Denver, Colorado, and its former employee, Quynh Pham Keiser, resolving charges brought against them by NFA's Business Conduct Committee (Committee or BCC).
The BCC Decisions are based on a Complaint issued by the Committee and separate sett . . .
NFA issued Decisions against Transamerica Asset Management Inc. (Transamerica), an NFA Member commodity pool operator located in Denver, Colorado, and its former employee, Quynh Pham Keiser, resolving charges brought against them by NFA's Business Conduct Committee (Committee or BCC).
The BCC Decisions are based on a Complaint issued by the Committee and separate sett . . .