SEC Issues Order Involving Simplex Trading
September 12, 2023
September 12, 2023
WASHINGTON, Sept. 12 -- The Securities and Exchange Commission issued the following order (No. 3-21648) on Sept. 11, 2023:
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In the Matter of SIMPLEX TRADING, LLC Respondent.
ORDER INSTITUTING ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS PURSUANT TO SECTIONS 15(b) AND 21C OF THE SECURITIES EXCHANGE ACT OF 1934, MAKING FINDINGS, AND IMPOSING REMEDIAL SANCTIONS AND A CEASE-AND-DESIST ORDER
I.
The Securities and Exchange Commis . . .
* * *
In the Matter of SIMPLEX TRADING, LLC Respondent.
ORDER INSTITUTING ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS PURSUANT TO SECTIONS 15(b) AND 21C OF THE SECURITIES EXCHANGE ACT OF 1934, MAKING FINDINGS, AND IMPOSING REMEDIAL SANCTIONS AND A CEASE-AND-DESIST ORDER
I.
The Securities and Exchange Commis . . .