SEC Issues Order Involving Richard D. Whitney
September 08, 2023
September 08, 2023
WASHINGTON, Sept. 8 -- The Securities and Exchange Commission issued the following order (No. 3-21633):
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In the Matter of RICHARD D. WHITNEY, Respondent.
ORDER INSTITUTING ADMINISTRATIVE PROCEEDINGS PURSUANT TO SECTION 15(b) OF THE SECURITIES EXCHANGE ACT OF 1934, MAKING FINDINGS, AND IMPOSING REMEDIAL SANCTIONS
I.
The Securities and Exchange Commission ("Commission") deems it appropriate and in the public interest t . . .
* * *
In the Matter of RICHARD D. WHITNEY, Respondent.
ORDER INSTITUTING ADMINISTRATIVE PROCEEDINGS PURSUANT TO SECTION 15(b) OF THE SECURITIES EXCHANGE ACT OF 1934, MAKING FINDINGS, AND IMPOSING REMEDIAL SANCTIONS
I.
The Securities and Exchange Commission ("Commission") deems it appropriate and in the public interest t . . .