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SEC Issues Order Involving Ngoc-Ha T. Nguyen
September 08, 2023
WASHINGTON, Sept. 8 -- The Securities and Exchange Commission issued the following order (No. 3-21632):

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In the Matter of NGOC-HA T. NGUYEN, Respondent.

ORDER INSTITUTING ADMINISTRATIVE PROCEEDINGS PURSUANT TO SECTION 15(b) OF THE SECURITIES EXCHANGE ACT OF 1934, MAKING FINDINGS, AND IMPOSING REMEDIAL SANCTIONS

I.

The Securities and Exchange Commission ("Commission") deems it appropriate and in the public interest th . . .

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