SEC Issues Order Involving Jason Nordlund
September 06, 2023
September 06, 2023
WASHINGTON, Sept. 6 -- The Securities and Exchange Commission issued the following order (No. 3-21601) on Sept. 5, 2023:
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In the Matter of JASON NORDLUND, Respondent.
ORDER INSTITUTING ADMINISTRATIVE PROCEEDINGS PURSUANT TO SECTION 203(f) OF THE INVESTMENT ADVISERS ACT OF 1940, MAKING FINDINGS, AND IMPOSING REMEDIAL SANCTIONS
I.
The Securities and Exchange Commission ("Commission") deems it appropriate and in the pub . . .
* * *
In the Matter of JASON NORDLUND, Respondent.
ORDER INSTITUTING ADMINISTRATIVE PROCEEDINGS PURSUANT TO SECTION 203(f) OF THE INVESTMENT ADVISERS ACT OF 1940, MAKING FINDINGS, AND IMPOSING REMEDIAL SANCTIONS
I.
The Securities and Exchange Commission ("Commission") deems it appropriate and in the pub . . .