SEC Issues Order Involving Archipelago Trading Services
August 30, 2023
August 30, 2023
WASHINGTON, Aug. 30 -- The Securities and Exchange Commission issued the following order (No. 3-21587) on Aug. 29, 2023:
* * *
In the Matter of ARCHIPELAGO TRADING SERVICES, INC. Respondent.
ORDER INSTITUTING ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS, PURSUANT TO SECTIONS 15(b) AND 21C OF THE SECURITIES EXCHANGE ACT OF 1934, MAKING FINDINGS, AND IMPOSING REMEDIAL SANCTIONS AND A CEASE-AND-DESIST ORDER
I.
The Securities and Ex . . .
* * *
In the Matter of ARCHIPELAGO TRADING SERVICES, INC. Respondent.
ORDER INSTITUTING ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS, PURSUANT TO SECTIONS 15(b) AND 21C OF THE SECURITIES EXCHANGE ACT OF 1934, MAKING FINDINGS, AND IMPOSING REMEDIAL SANCTIONS AND A CEASE-AND-DESIST ORDER
I.
The Securities and Ex . . .