SEC Issues Order Involving Houlihan Lokey Capital
August 08, 2023
August 08, 2023
WASHINGTON, Aug. 8 -- The Securities and Exchange Commission issued the following order (No. 3-21553):
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In the Matter of Houlihan Lokey Capital, Inc., Respondent.
ORDER INSTITUTING ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS, PURSUANT TO SECTIONS 15(b) AND 21C OF THE SECURITIES EXCHANGE ACT OF 1934, MAKING FINDINGS, AND IMPOSING REMEDIAL SANCTIONS AND A CEASE-AND-DESIST ORDER
I.
The Securities and Exchange Commission (&quo . . .
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In the Matter of Houlihan Lokey Capital, Inc., Respondent.
ORDER INSTITUTING ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS, PURSUANT TO SECTIONS 15(b) AND 21C OF THE SECURITIES EXCHANGE ACT OF 1934, MAKING FINDINGS, AND IMPOSING REMEDIAL SANCTIONS AND A CEASE-AND-DESIST ORDER
I.
The Securities and Exchange Commission (&quo . . .