SEC Issues Order Involving 3 Companies, 2 Individuals
August 08, 2023
August 08, 2023
WASHINGTON, Aug. 8 -- The Securities and Exchange Commission issued the following order (No. 3-21548) on Aug. 7, 2023:
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In the Matter of CS MANAGER, LLC, SICA WEALTH MANAGEMENT, LLC, CIRCLE SQUARED ALTERNATIVE INVESTMENTS, LLC, JEFFREY C. SICA, and CHERYL LYNNE COSTA, Respondents.
ORDER INSTITUTING ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS PURSUANT TO SECTION 8A OF THE SECURITIES ACT OF 1933 AND SECTIONS 203(e), 203(f), AND 203(k) OF THE INVESTME . . .
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In the Matter of CS MANAGER, LLC, SICA WEALTH MANAGEMENT, LLC, CIRCLE SQUARED ALTERNATIVE INVESTMENTS, LLC, JEFFREY C. SICA, and CHERYL LYNNE COSTA, Respondents.
ORDER INSTITUTING ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS PURSUANT TO SECTION 8A OF THE SECURITIES ACT OF 1933 AND SECTIONS 203(e), 203(f), AND 203(k) OF THE INVESTME . . .