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Litigation: SEC Charges Ex-Broker-Dealer Representative in Connection With Fraudulent Scheme to Manipulate Stock Prices
July 18, 2023
WASHINGTON, July 18 -- The Securities and Exchange Commission issued the following litigation release (No. 1:23-cv-11598; D. Mass. filed July 17, 2023) involving James P. Anglim:

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The Securities and Exchange Commission today charged New Jersey resident and former broker-dealer registered representative, James P. Anglim, who from November 2016 to February 2022, helped facilitate market manipulation schemes involving the sale of stock in at least five public companie . . .

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