SEC Charges Ex-Army Financial Counselor Who Defrauded Gold Star Family Members
July 08, 2023
July 08, 2023
WASHINGTON, July 8 -- The Securities and Exchange Commission issued the following news release on July 7, 2023:
The Securities and Exchange Commission today charged former U.S. Army financial counselor Caz L. Craffy for defrauding Gold Star family members and others by engaging in unauthorized trading--including of life insurance and family survivor benefits they received following the death of an active duty service member--and for recommending excessive trades and higher risk stra . . .
The Securities and Exchange Commission today charged former U.S. Army financial counselor Caz L. Craffy for defrauding Gold Star family members and others by engaging in unauthorized trading--including of life insurance and family survivor benefits they received following the death of an active duty service member--and for recommending excessive trades and higher risk stra . . .