Litigation: SEC Charges Texas Resident With Acting as Unregistered Broker
May 20, 2023
May 20, 2023
WASHINGTON, May 20 -- The Securities and Exchange Commission issued the following litigation release (No. 23-civ-01025; N.D. Texas, filed May 9, 2023) involving Daniel E. Levin:
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The Securities and Exchange Commission announced charges against Daniel E. Levin, from Dallas-Fort Worth, with acting as an unregistered broker-dealer.
According to the SEC's complaint filed on May 9, 2023, Levin solicited investors to purchase approximately $2.6 million . . .
* * *
The Securities and Exchange Commission announced charges against Daniel E. Levin, from Dallas-Fort Worth, with acting as an unregistered broker-dealer.
According to the SEC's complaint filed on May 9, 2023, Levin solicited investors to purchase approximately $2.6 million . . .