Litigation: SEC Announces Entry of Final Judgment Against President of Maplewood, N.J.-Based Investment Adviser for Operating Cherry-Picking Scheme
May 12, 2023
May 12, 2023
WASHINGTON, May 12 -- The Securities and Exchange Commission issued the following litigation release (No. 2:20-cv-12523; D.N.J. filed Sept. 10, 2020) involving RRBB Asset Management LLC, et al.:
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The Securities and Exchange Commission announced that on May 9, 2023, the U.S. District Court for the District of New Jersey entered a final judgment against Carl S. Schwartz, the president, co-owner and managing member of RRBB Asset Management, LLC.
The Commi . . .
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The Securities and Exchange Commission announced that on May 9, 2023, the U.S. District Court for the District of New Jersey entered a final judgment against Carl S. Schwartz, the president, co-owner and managing member of RRBB Asset Management, LLC.
The Commi . . .