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Ky. U.S. Attorney: Lexington Investment Advisor, Attorney Sentenced to 120 Months for Investment Fraud
May 10, 2023
LEXINGTON, Kentucky, May 10 -- The U.S. Attorney for the Eastern District of Kentucky, Carlton S. Shier IV, issued the following news release on May 9, 2023:

A Lexington investment advisor and attorney, Douglas Hawkins, was sentenced to 120 months in prison Tuesday, by U.S. District Judge Karen Caldwell, for investment advisor fraud, securities fraud, and two counts of mail fraud.

According to the evidence at trial, while operating as an investment advisor, Hawkins enco . . .

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